1.In accordance with CFA standard V(B), in preparing a research report involving securities, the members and candidates must: A.present the basis characteristics(general principles of the investment of the investment process used-such as risk and return related issues) B.Include all factors that are relevant including any significant limitations and risks associated with the investment and/or decision-making process. C.All the options listed. D.Provide regular updates to any important changes to the securities(prices, risks.etc) 2. In accordance with CFA standard VI(A), a member must: A.Disclose all actual and perceived conflicts of interest when it is convenient to ensure no loss of income. B.Use their professional judgement and disclose conflicts of interest if the monetary value exceeds 300. C.Disclose all actual and perceived conflicts of interest before assisting the client or employer. D.Use their professional judgement and only disclose actual conflicts of interest.
1.In accordance with CFA standard V(B), in preparing a research report involving securities, the members and candidates must:
A.present the basis characteristics(general principles of the investment of the investment process used-such as risk and return related issues)
B.Include all factors that are relevant including any significant limitations and risks associated with the investment and/or decision-making process.
C.All the options listed.
D.Provide regular updates to any important changes to the securities(prices, risks.etc)
2. In accordance with CFA standard VI(A), a member must:
A.Disclose all actual and perceived conflicts of interest when it is convenient to ensure no loss of income.
B.Use their professional judgement and disclose conflicts of interest if the monetary value exceeds 300.
C.Disclose all actual and perceived conflicts of interest before assisting the client or employer.
D.Use their professional judgement and only disclose actual conflicts of interest.
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